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(American Journal of Botany. 2002;89:12-21.)
© 2002 Botanical Society of America, Inc.


Biomechanics

The biomechanics of Pachycereus pringlei root systems1

Karl J. Niklas2,4, Francisco Molina-Freaner3, Clara Tinoco-Ojanguren3 and Dominick J. Paolillo Jr2

2Department of Plant Biology, Cornell University, Ithaca, New York 14853-5908 USA; and 3Instituto de Ecologia UNAM, Apartado Postal 1354, Hermosillo, Sonora CP83000, México

Received for publication May 10, 2001. Accepted for publication July 26, 2001.


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
We report on the root system of the large columnar cactus species Pachycereus pringlei to explore the hypothesis that increasing plant size decreases the ability to resist wind-throw but increases the capacity to absorb and store nutrients in roots (i.e., plant size limits the performance of these functions and may shift the performance of one function in favor of another as size increases). Based on 18 plants differing in size, the root system is characterized by a broad and deep bayonet-like root central to a shallow and extensive lateral system of root elements bearing sinker roots near the stem base. All root types have a living secondary cortex and contain wood with a large volume fraction of ray tissues that increases toward the stem base. Wood stiffness and tensile strength are correlated negatively with the ray tissue volume fraction and thus decrease toward the stem base in lateral and bayonet roots. Calculations show that the ability of the bayonet and proximal lateral root elements to resist wind-throw decreases with increasing plant size, whereas the nutrient absorption/storage capacity of the total root system increases with plant size (i.e., a size-dependent shift between these two root functions occurs).

Key Words: biomechanics • Cactaceae • plant anatomy • roots • wind drag • wood


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
Much of root biomechanics is phenomenologically explicable in terms of the degree to which shoots transmit mechanical forces to their roots (e.g., Pfeffer, 1893 ; Dittmer, 1937 ; Stolzy and Barley, 1968 ; Nass and Zuber, 1971 ; Neeman and Spencer-Smith, 1975 ; Coutts, 1986 ; Anderson et al., 1989 ; Ennos and Fitter, 1992 ; Ennos, 1993, 2000 ; Gartner, 1994 ; Stokes, Fitter, and Coutts, 1995 ; Crook and Ennos, 1996 ; Stokes and Mattheck, 1996 ; Stokes et al., 1996, 1997 ; Niklas, 1999 ). The interplay between the effects of shoot morphology and environmental conditions (and their effect on the transmission of mechanical forces to the root system) are contingent on plant size as well as a number of ecological factors that may require a shift in emphasis among the various functional obligations of roots.

Here we report on the size-dependent relationship between anchorage and nutrient absorption/storage for the root systems of the columnar cactus species Pachycereus pringlei (see Niklas, Molina-Freaner, and Tinoco-Ojanguren, 1999 ; Niklas et al., 2000 ). The root morphology of this species combines plate, tap, and fibrous root system features (see Preston, 1900 ; Wilson, 1975 ; Coutts, 1983 ; Ennos, 2000 ). We specifically explore the hypothesis that the basal bayonet root of these root systems is the principal anchorage device, that the bulk of the lateral root system provides for nutrient absorption and belowground storage, and that a size-dependent shift in the performance of these two functions occurs.

This hypothesis could not be tested directly. Instead, field data and laboratory experiments were used to determine the load capabilities (maximum bending and tensile stresses) of root and stem tissues, and engineering theory was then used to calculate the ability of root systems differing in size to cope with wind-throw over a range of ambient wind speeds (see Whitaker, 1970 ; Casada, Walton, and Swetnam, 1980 ; Niklas, 1992 ; Niklas and Spatz, 2000 ). Size-dependent (allometric) trends in wind-induced bending and counter-resisting moments were evaluated to determine the minimum factor of safety against wind-throw (see Appendix).


    MATERIALS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
Study site and plant selection
The study site was on a west-facing bajada of the Sierra Seri located at Rancho El Sacrificio (29.05°82' N, 112.08°00' W) on the coast of the state of Sonora, México, in an area belonging to the Central Gulf Coast vegetational subdivision of the Sonoran Desert (Shreve, 1964 ; Felger and Moser, 1985 ). A healthy plant growing in an open site with a size and general appearance similar to previously studied plants was selected for intensive study (see Niklas, Molina-Freaner, and Tinoco-Ojanguren, 1999 ; Niklas et al., 2000 ). However, 17 plants differing in size were examined in the field to determine root–stem allometric relationships. An additional 117 plants were measured to determine the allometry of shoot height with respect to basal stem diameter.

Dissection protocol
All of the root anatomical information reported here was derived from the study of the largest plant in our data set, which was selected for study because of its correspondence in size and general appearance to those previously studied and because this specimen was the extremum in the statistical size range of the species (see Gaines and Denny, 1993 ). The stem of this plant was cut 0.40 m above ground and dissected into five segments measuring 0.80 m in length with the exception of the most distal segment, which measured 1.0 m in length. The segments were labeled A to E from the base to the top of the plant. The orientation of each segment with respect to the intact stem was noted and four representative vascular bundles, labeled I to IV, were dissected from the surrounding primary tissues in each of the five stem segments. A specimen of wood measuring 0.20 m in length was removed from the mid-span of each of these 20 vascular strands, wrapped in moist paper, placed in a zip-lock plastic bag, and saturated with FAA for mechanical testing.

Sixty-five root segments were extensively studied in the following way. After photographing all exposed roots, a 1 x 1 m grid system of nylon cord anchored to the ground at various locations was constructed using the stem base as its center and the four compass directions to align the grid sides. This grid system was used to map root location, diameter, and depth at various locations (see Fig. 1). Measurements were taken at each location with a microcaliper reading to the nearest millimeter. Three large lateral roots diverged from the stem base (labeled 1L, 2L, and 3L) and branched (e.g., 1L1). The base of each of these roots was cut transversely leaving short stumps on the stem base, which were labeled to record the absolute orientation of the rest of the root system. Additional excavation revealed the base of a deep (1.15 m) vertical bayonet-like root (labeled VR) that bifurcated ~0.25 cm below ground level (labeled VR1 and VR2), which was removed and sectioned transversely into ten segments for further study.



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Fig. 1. Root (A–C) and stem morphology (D) of the largest Pachycerous pringlei specimen examined. (A) Polar view of lateral root elements (1L–3L). Root diameter (in centimeters) indicated for specific locations denoted by short lines. (B) Polar view of lateral roots (1L–3L) and sinker roots (denoted by S; e.g., 1L1S1). Depth of burial (in centimeters) indicated by numbers; distance (in meters) from stem base given in parentheses. (C) Vertical silhouette of bayonet-like root emerging from stem base (location indicated by black circle in A). (D) Vertical silhouette of stem. Grid system for A and B is 1 x 1 m

 
A total of 33 segments measuring 0.20 m in length was removed sequentially from the four prominent lateral root components 1L1, 1L3, 2L, and 3L1 after painting their dorsal surfaces to record their orientation. Their diameter and depth of burial were measured and recorded systematically as were the dimensions and locations of "sinker" roots (designated as S, e.g., 1L1S1). A total of 22 segments were collected from seven of the largest of these roots located for mechanical testing. These root samples were preserved as previously described for stem vascular traces.

Determination of relative volumes of axial vs. ray tissues
To conserve specimens for mechanical testing, nondestructive sampling was used to measure axial and ray system volume fractions. The points used for measurement mostly coincide with the transverse surface cuts of root segments made in the field. These surfaces were trimmed using a razor saw and polished with 400 mesh silicon carbide paper, or a thin disc was cut from the field-cut surface and polished. Ethanol (70%) was used as a lubricant and to prevent drying. Surfaces were photographed by reflected light using 12x objectives of a stereomicroscope and a 3CCD color video camera interfaced to a computer equipped with image capture/processing software.

Print files of large specimens were assembled into a montage. The orientation of the surface painted in the field was maintained with the aid of a pin inserted into the root axis. Some images were inverted so that their orientation was in all cases consistent with viewing the planes of sectioning from the root base. On montages of lateral roots, vertical and horizontal axes were recorded midway across the width and height of the secondary xylem, respectively, and four sampling areas (top, bottom, left, right) were centered on the four points of intersection of the vertical and horizontal axes with the perimeter of the secondary xylem. The width of the sample (arc along the perimeter) was uniformly represented by 10–12 repeating axial and ray system units along the perimeter line, with half the units on each side of the center point. The radial depth of the sample was chosen to provide ample tissue for the measurements and to coincide with a growth layer boundary that could be traced throughout the section. Thus, tissues of the same age in different quadrants were sampled. Because of eccentric growth, the four samples were of unequal areas. However, since eccentricity was not consistent with reference to absolute directions, no systematic bias occurred in area sampled in each quadrant across samples. Sampling in vertical roots followed the same guidelines, but the surface painted in the field only provided a means to align successive transverse images. The relative masses of cutouts of axial and ray tissue system images were used to determine volume fractions.

Mechanical testing
Root and stem wood samples where tested in three-point bending to determine Young's elastic modulus (E) and in tension until failure to determine the tensile breaking stress ({sigma}B) (see Niklas, 1999 ). Surgically removed specimens were trimmed to obtain prismatic beams with more or less square cross sections of side s and length L with L/s ≥ 20. Each beam was oriented horizontally and bent using different loads (P) placed at beam mid-length. E was computed from the fromula E = Pl3/48{delta}I, where l is beam free length (<L), {delta} is vertical displacement, and I is the axial second moment of area (i.e., I = s4/12 for a square cross section; see Niklas, 1992 , p. 136). A microscope with an ocular micrometer was used to measure {delta}. Ethanol (70%) was used to prevent drying. Each beam was then mounted with two felt-lined clamps in the operating head of an Instron universal testing machine and subjected to axial tension at a strain rate of 0.001 sec–1 until it broke. Readings from force and distance transducers were logged by a computer using an a/d-transformer interface. Data from specimens breaking near or at clamps were rejected; when possible, these specimens were retrimmed and re-tested. Tensile breaking stresses, {sigma}B, were computed using the formula F/s2, where F is maximum (tensile) force and s was measured after failure. Clamp effects and specimen extension were monitored, but minor effects could not be excluded. Minimum values for {sigma}B are assumed. After testing, the two ends of each beam were photographed under reflected light, images were projected onto a flat surface to draw axial and ray tissues, and the two tracings from each beam were cut out and weighed to determine the mean tissue volume fractions. These data and morphometric data were used to calculate the ability of roots to resist wind-throw (see Appendix).


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
Root morphology
The root system of P. pringlei is laterally extensive but shallow (Fig. 1). The largest of the three lateral roots (1L) diverged into four root elements (1L1–1L4), the largest of which (1L1) measured ~5.15 m in length and 0.064 m in diameter at its base; lateral roots 2L and 3L measured 3.89 m and 4.11 m in length and 0.09 m and 0.10 m in basal diameter, respectively. The depth of burial of the proximal and most distal lateral root elements varied between 0.05 m and 0.20 m, respectively. In contrast, the bayonet root measured 0.18 m in diameter at the stem junction and was 1.15 m deep. The depth of sinker roots ranged between 0.31 and 0.72 m. Root taper t was uniform and approximated by the reduced major axis regression formula t = 0.484d–0.75 (n = 45, r2 = 0.918, F = 279.7, P < 0.0001, {alpha}OLS = –0.716 ± 0.05), where t = (DbDd)/Dbd, and Db and Dd are diameter measured at the base and distance (d) from Db, respectively (Fig. 2). These features varied little across an additional 17 plants differing in size. Bayonet roots were invariably deep and appeared established before lateral root proliferation and extension (Fig. 3). Lateral root length and basal diameter were both correlated with plant size (see below).



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Fig. 2. Root taper t plotted as a function of distance d from stem base for lateral roots 1L1 and 1L3 (see Fig. 1 ). Transformed data are log-log linear (not shown). Ordinary least squares regression curve and 95% confidence intervals are indicated by thick and thin lines, respectively; slope of the reduced major axis regression {alpha}RMA and coefficient of correlation of RMA regression are indicated

 


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Fig. 3. Polar views of the lateral root elements and vertical silhouettes of stems and bayonet like roots differing in size (compare with Fig. 1 ). Lateral roots drawn to scale (1 x 1 m grid); position of stem base denoted by shaded circle. Stem and bayonet-like root silhouettes not drawn to scale but proportionally represented (stem height h indicated for each specimen). Ground-level for each silhouette shown by transverse grid lines

 
Root anatomy
Transverse sections of all three types of roots revealed a core of wood and a "peripheral complex" consisting of secondary phloem, cortex, and periderm. The root wood was differentiated into axial and ray systems with weakly defined growth layers differentiated in both systems (Fig. 4A). The number of alternating ray and axial tissue panels in the xylem and phloem increased toward the vascular cambium, indicating that, as in the stem, rays increase in number as secondary growth proceeds. The parenchymatous phloem rays were dilated; their cell pattern revealed the occurrence of tangential growth and cell proliferation (Fig. 4B). Ray and living peripheral complex tissues contained large quantities of starch.



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Fig. 4. Anatomy of lateral root 1L1. Parts A, I, and J were taken using reflected light and a stereomicroscope. Parts B–H are from unstained hand sections, using a compound microscope. (A) Transversely cut surface showing eccentric wood core, alternating axial and ray tissues, and growth layers. Main figure x3.7, insert x6.8. (B) Tangential section of dilated ray showing that cell net reveals lateral expansion (dilation) of the ray. Axial phloem fibers are seen at the left and right. x40. (C) Transverse section of secondary phloem showing overview (inset) and detail (main figure) of fragmentation of fiber strands. The periphery of the root is beyond the tops of these figures. The asterisk in the inset indicates the location of the enlarged image. Each of the two displaced fragments (arrows in the inset) once capped three conjoined fiber strands. Portions of the vascular network in the peripheral complex (four arrows in main figure) have differentiated in the outer limits of the secondary phloem. Main figure x58.5, insert x6. (D) Radial section showing tiers of cells in the cortex. The axis of the figure is vertical and the periderm is to the right. x25. (E) Inner portion of periderm and outermost cell layer of the cortex, as seen in radial section. The axis of the root is vertical in the figure. The persistence of the phellogen is indicated by the radial files of cells in the periderm. These do not match the cell files in the cortex. x175. (F) Radial section showing anatomosing cortical network of vascular tissue in the cortex. The axis of the root is vertical in the figure. The dark image at the extreme right in the figure is that of secondary phloem fibers. Periderm was just beyond the left edge of the figure. The two arrows at the left indicate the least visible portion of the network that was present in this section. x40. (G) Radial section of a portion of the vascular network showing short, pitted vessel elements. The axis of the root is horizontal in the figure. x250. (H) Tangential section of a slender strand of vascular tissue in the cortex. The end walls of vessel elements (arrows) match the ends of cells in the cortex. The root axis is horizontal in the figure. x145. (I) Profile surface view of three bumps on the surface of the root. The axis of the root is horizontal in the figure. Bumps also occur singly, but multiple bumps allow for more convincing demonstration of corresponding large xylem rays that each contain a root trace. x5.3. (J) Root traces in large rays at the surface of the wood match the locations of the bumps. The axis of the root is horizontal in the figure. x5.3 two arrows at the left indicate the least visible portion of the network that was present in this section. x40. (G) Radial section of a portion of the vascular network showing short, pitted vessel elements. The axis of the root is horizontal in the figure. x250. (H) Tangential section of a slender strand of vascular tissue in the cortex. The end walls of vessel elements (arrows) match the ends of cells in the cortex. The root axis is horizontal in the figure. x145. (I) Profile surface view of three bumps on the surface of the root. The axis of the root is horizontal in the figure. Bumps also occur singly, but multiple bumps allow for more convincing demonstration of corresponding large xylem rays that each contain a root trace. x5.3. (J) Root traces in large rays at the surface of the wood match the locations of the bumps. The axis of the root is horizontal in the figure. x5.3

 
The strands of axial secondary phloem were capped with fibers that matured as the phloem aged. A pattern of disruption occurred tangentially across these caps; the discontinuities that separated the fragments, were occupied by parenchyma cells (Fig. 4C). The cell net showed that these cells grow and proliferate to relieve the stresses causing fractures. This growth included radial displacement of the secondary phloem fragments. The secondary phloem thus contributed to the radial expansion of the peripheral complex. The proportion of the peripheral complex consisting of secondary phloem varied widely.

A parenchymatous cortical tissue containing druses surrounded the secondary phloem. Radial longitudinal sections revealed that the square to upright cortical parenchyma cells were sometimes arranged in tiers (Fig. 4D). Although the radial tiers suggested growth from a cambium, there was no evidence in transverse sections that the entire cortex originated from one cambium. Rather, growth appeared generalized, with the image of tiers generated by a lack of cell elongation and the predominance of tangential longitudinal divisions among cells related to one other. The cortex was surrounded on the exterior by a periderm consisting of a persistent phellogen, a single layer of phelloderm, and numerous layers of phellum (Fig. 4E).

The peripheral complex contained an anastomosing network of vascular strands (Fig. 4F) that extended from the outer limits of the secondary phloem (Fig. 4C) to within one to a few cells from the periderm. The anastomoses extended both tangentially and radially, and the network contained xylem and phloem. The vertical strands were spaced apart tangentially so that they varied from scarce to abundant in individual radial sections. The vessel elements in the network were pitted (Fig. 4G), and stretched protoxylem was absent. There was no indication of cell disruption around these strands. The length and arrangement of vascular elements (Fig. 4G–H) suggested cells were recruited from surrounding parenchyma to establish and augment the strands of vascular tissue.

In addition to the anastomosing vascular tissue network, the peripheral complex contained occasional root traces with radial trajectories extending from the secondary xylem to the root surface. In the dry-season collections used for this study, there were no feeder roots attached to the lateral roots. But each root trace entered a bump on the surface of the lateral root (Fig. 4I). The locations of these bumps matched the occasional large rays of the secondary xylem containing root traces that were clearly visible on the outer surface of the wood (Fig. 4J). The root traces were linked to and surrounded by the network of cortical vascular strands. Multiple vascular bundles entered the otherwise parenchymatous surficial bumps. Traces to shed roots were absent in the thicker parts of the bayonet root axis, suggesting that these traces can be attenuated and lost with growth and time.

An uneven distribution of growth in the secondary xylem produced transverse sections that varied from circular to elliptical to flattened and indented. In lateral roots, the orientation of the least developed portion of the wood occurred in all sectors (top, bottom, left, right) of the transverse sections. Based on sections that were sufficiently close together, the intersection of the shortest radius with the perimeter of the wood appeared to travel along the axis in a spiral-helical path. The ratio of lengths of radii along the diameter of the wood that included the smallest radius varied from 1.6 to 14.7 ( ± SE = 5.4 ± 1.2). Although the cortex was also eccentric, the eccentricity of the whole axis was more closely related to that of the wood than that of the cortex (r2 = 0.94 vs. r2 = 0.63).

Tissue volume fractions
The absolute area of the wood and the cortex in a section was greatest at the base of a root, and typically, the contribution of the cortex to transverse sectional area was greater than that of the wood. Although the slope of decrease in absolute area with distance from the base of a root was greater for the cortex than for the wood, the absolute preponderance of cortex was such that the ratio of cortex to wood actually increased with distance along the axis. Except near the root tips, this ratio was much lower along the axis in the bayonet root than in a lateral or sinker root. We interpret this result to mean that, in comparison to a lateral root, the growth of the bayonet-like root emphasizes expansion of the axis as a function of distance from the root tip and that expansion of the woody axis is favored over the expansion of the peripheral complex.

For spatially and chronologically equivalent samples of the youngest growth layers of wood, the axial tissue volume fraction VF increased, on average, toward the tip of lateral, bayonet, and sinker roots (Fig. 5). For example, regression of VF against distance d measured from the base of lateral root 1L1 gave VF = 50.4 + 5.95d (r2 = 0.636, n = 11, F = 15.73, P < 0.003), whereas, across all wood samples, VF = 46.6 + 7.60d (r2 = 0.350, n = 26, F = 12.94, P < 0.001). At any distance from the base of all three types of roots there was a trend toward higher VF in the radial direction inward (data not shown). Thus, the longitudinal trend is likely explained by the radial trend, since early secondary growth produces wood with higher VF. Bayonet roots tended to have lower VF than lateral and sinker roots. The anatomical similarities among the three types of roots and the abundance of rays in their wood bespeak a similarity in function with respect to water absorption and nutrient storage.



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Fig. 5. Relationship between the axial tissue volume fraction VF and distance from stem base d for lateral, bayonet, and sinker roots (see insert)

 
Wood biomechanics
Analyses of the bending stiffness of the vascular strands removed from the largest plant indicated that the stem wood stiffness increased toward the stem base but sharply decreased ~0.5 m above ground level as previously described for other P. pringlei plants of equivalent size (see Niklas et al., 2000 ).

Across all root wood samples, VF correlated positively with E and {sigma}B such that the data from all three root types could be pooled. Regression analyses of these pooled data gave E = –0.49 + 0.02VF (r2 = 0.975, n = 20, F = 195, P < 0.0001) and {sigma}B = –0.02 + 0.003VF (r2 = 0.972, n = 20, F = 632, P < 0.0001) (Fig. 6A–B). The root cortical complex E also increased toward root bases, possibly as a consequence of the accumulation of vascular traces, which increase in number and thickness as a function of age.



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Fig. 6. Relationship among elastic modulus E and breaking stress {sigma}B, axial tissue volume fraction VF, and axial second moments of area I for root wood. (A) E vs. VF. (B) {sigma}B vs. VF. (C) Log10-transformed data for I vs. transformed data for distance from stem base d. (D) Log10-transformed data for EI (flexural stiffness) vs. transformed data for distance from stem base d. Data from bayonet roots and lateral roots are shown by squares and x's, respectively

 
Calculations showed that the basipetal reduction in E was compensated for by wood quantity. Using orthogonal stele diameters, we calculated the axial second moment of area I (=0.25a3b, where a is the major semiaxis and b is the minor semiaxis of the stele in each root element) for lateral root 1L1 and the bayonet root elements VR1 and VR2; I increased toward the stem base (i.e., d = 0) as did EI (Fig. 6C–D). Thus, although wood stiffness decreased basipetally, the ability to resist wood deformation was compensated by the production of large amounts of wood.

Allometric trends
Root anchorage was inversely proportional to plant size, whereas lateral root surface area increased with respect to stem size and surface area. For bayonet roots, the relationships between stem height h and root depth L and maximum diameter dr were given by the formulas h = 36L1.74 (n = 18, r2 = 0.971, F = 531.7, P < 0.0001, {alpha}OLS = 1.72 ± 0.07) and h = 3.37dr1.26 (n = 18, r2 = 0.916, F = 175.3, P < 0.0001, {alpha}OLS = 1.20 ± 0.09) (Fig. 7A–B).



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Fig. 7. Allometric relationships among root system and stem features. Ordinary least squares regression curve and 95% confidence intervals for log10-transformed data are indicated by thick and thin lines, respectively; slope of the reduced major axis regression {alpha}RMA and coefficient of correlation of RMA regression are indicated for each bivariate graph. (A) Stem height h vs. depth of burial of bayonet-like root L. (B) Stem height h vs. diameter of bayonet-like root measured at stem base dr (C) Length of largest lateral root {ell} vs. basal stem diameter D. (D) Lateral root length {ell} vs. depth of burial of bayonet-like root L. (E) Lateral root length {ell} vs. stem height h. (F) Total lateral root volume Vroot vs. stem volume Vstem

 
Maximum lateral root length {ell} increased but disproportionately so with respect to basal stem diameter D and bayonet root depth L. Specifically, {ell} = 24.8D1.23 (n = 18, r2 = 0.879, F = 115.9, P < 0.0001, {alpha}OLS = 1.16 ± 0.11) and {ell} = 3.59L1.55 (n = 18, r2 = 0.898, F = 140.7, P < 0.0001, {alpha}OLS = 1.47 ± 0.12) (Fig. 7C–D). In contrast, {ell} decreased with respect to h: {ell} = 1.27h0.89 (n = 18, r2 = 0.947, F = 284.1, P < 0.0001, {alpha}OLS = 0.865 ± 0.05) (Fig. 7E). Thus, the allometry of lateral root length with respect to bayonet root depth provides additional anchorage, but not commensurate with increases in stem size.

The ability of lateral root elements to provide nutrient absorption or storage increased significantly with respect to growth in stem size. Total lateral root surface area vs. stem height was approximated by the formula SAroot = 0.369h2.38 (n = 18, r2 = 0.941, F = 238.0, P < 0.0001, {alpha}OLS = 2.31 ± 0.15); the relationship between stem and lateral root surface areas was given by SAroot = 0.488SAstem1.40 (n = 18, r2 = 0.922, F = 176.9, P < 0.0001, {alpha}OLS = 1.34 ± 0.10). The failure to excavate all small lateral root elements would increase the values of these scaling exponents. Moreover, lateral root volume scaled anisometrically with respect to stem volume: Vroot = 1.02Vstem1.41 (n = 18, r2 = 0.899, F = 135.6, P < 0.0001, {alpha}OLS = 1.34 ± 0.12). Thus, overall root volume increased, on average, with respect to that of stem volume (Fig. 7F).

Finally, data from 117 additional plants indicate that the relationship between h and basal stem D is log-log nonlinear and that growth in height decreases with increasing plant size: log10h = 1.01 + 0.506 log10D – 0.347 log10D2 (r2 = 0.968, F = 2602, P < 0.0001). Thus, plants are essentially determinant in their growth in height, as reported for other species of columnar cacti (see Niklas, 1994 ; Niklas and Buchmann, 1994 ).

Root safety factors
Calculations based on engineering theory (see Appendix) showed that the ability to resist wind-throw decreases with increasing plant height due to a disproportional relationship between stem height and bayonet root depth such that MB increased with respect to MR. Using a parabolic vertical wind speed profile generated by umax = 10 m/s at h = 5 m, the relationships among h, MB, and MR were h = 0.263MB3.71 (n = 18, r2 = 0.999, F = 10 884, P < 0.0001, {alpha}OLS = 3.71 ± 0.04) and h = 0.182MR0.51 (n = 18, r2 = 0.972, F = 565.5, P <0.0001, {alpha}OLS = 0.512 ± 0.02). As a consequence, stem height and the safety factor were inversely related: h = 108(MR/MB)–1.81 (n = 18, r2 = 0.968, F = 489.8, P < 0.0001, {alpha}OLS = –1.81 ± 0.08). Thus, the susceptibility to wind-throw increased rapidly with stem-height growth.

We also calculated the maximum wind speed that each plant could sustain without roots failing. For the largest plant (h = 4.6 m), the bayonet root's MR = 535.6 N·m. Over a broad range of maximum wind speeds, the relationship between MB and maximum wind speed was MB = 0.83umax2 (n = 8, r2 = 1.0). Thus, MR/MB = 535.6/0.83umax2 such that MR/MB ≤ 1 when umax ~ 25 m/s (Fig. 8). In this regard, meteorological data collected between January 1980 and October 1999 (provided by the Comision Nacional del Agua) for Empalme (located at the southern limit of P. pringlei in Sonora) indicate that umax = 26 m/s (August 1997). Thus, the largest plant was estimated to fail by wind-throw, assuming that its bayonet root pivoted at L/2 (see Appendix). If pivoting occurred at L due to lateral and sinker root element restraint, MR = l1 071 N·m and umax = 36 m/s. This wind speed approaches hurricane/tropical storm proportions. However, these calculations assume stem bending stresses do not exceed stem tissue breaking stresses and that plants lack large lateral branches (which would increase stem sail area, wind-induced drag forces, and bending moments).



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Fig. 8. Estimated stem bending moments MB, root counter-resisting moments MR, and factors of safety against anchorage failure MR/MB for plants differing in height h. All estimated are based on the assumption that the bayonet-like root providing the MR pivots at a point equal to 1/2 its depth of burial ({ell} = L/2; see Appendix Fig. 1A ). (A) Bending and counter-resisting moments are plotted as a function of different stem heights, assuming a vertical wind speed profile created by a maximum wind speed umax of 10 m/s measured at h = 5 m. (B) Stem bending moment and factor of safety estimated for the largest plant in the data set (h = 4.6 m) are plotted as functions of a range of maximum wind speeds measured at h = 5 m. The minimum factor of safety against wind-throw (MR/MB = 1) is shown by the horizontal line. Stem failure is predicted to occur when umax ~ 25 m/s

 

    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
With increasing plant size, Pachcereus pringlei root systems provide progressively less resistance to wind-throw but afford a greater capacity to absorb and store nutrients. The bayonet root, which characterizes the root system regardless of plant age, fails to grow in girth and depth in a manner that mechanically compensates for the increasing bending moments exerted on stems by wind. The lateral and sinker root elements may contribute to anchorage by forcing the bayonet root to pivot closer to ground level (see Appendix). This scenario is mechanically reasonable (see Ennos, 1993 ), especially in light of unequal lateral root expansion (due to the uneven accumulation of secondary tissues) that, in tandem with the heterogeneity of wood stiffness, may differentially compact the surrounding soil, i.e., root development may establish auger-like growth that reduces the probability of soil-root shear failure (see, however, North and Nobel, 1997 ). Yet, the allometry of P. pringlei clearly results in a steady erosion of the safety factor against wind-throw, which is consistent with the demographics of dead plants (F. Molina-Freaner, personal observation).

In contrast, the allometry of P. pringlei root anatomy and morphology favors water absorption and nutrient storage as plants increase in size. Even though the absolute cross sectional areas of root wood and cortex increase toward the stem base (with concomitant increases in the root axial second moment of areas and anchorage), the contribution of the cortex to transverse sectional area is greater than that of the wood along all root axes. Moreover, the volume fraction of root ray tissues increases toward the stem base, further reducing wood stiffness and strength. This feature also occurs in P. pringlei stems where it reduces the probability of tissue strain incompatibilities (Niklas et al., 2000 ). However, living tissues also have the ability to store water during the rainy season (Mauseth, 1993 ) and those in P. pringlei roots contain large quantities of starch, which can be hydrolyzed and recruited to change tissue osmotic potentials when soil-water is available. Allometric analysis also shows that total root system surface area increases significantly with increasing plant size, which increases the number of feeder root loci that can be potentially formed.

In passing, we surmise that the formation of new fine (feeder) roots of P. pringlei resembles that reported for species not adapted to arid, desert conditions (e.g., alfalfa and parsnip; see Jones, 1943 ; Warning, 1934 , respectively). These feeder roots form in secondary tissues of the parent root axis, at locations determined by the previous emergence of endogenously formed branch roots. These fine roots typically atrophy. But their traces are maintained or augmented as secondary cortical parenchyma cells are recruited to form new vascular tissues. Subsequent crops of adventitious feeder roots attach to these older vascular networks. Arguably, the repeated use of the same root formation loci, which resembles the formation of root spurs in the primary tissues of Opuntia (Boke, 1979 ), on established lateral roots evincing secondary growth may be deemed an adaptive feature, since it improves the ability of suberized roots to obtain and store water and soil nutrients (see North, Huang, and Nobel, 1993 ).

Further research into the mechanical, morphological, and anatomical features of desert-adapted species is required to determine whether the features reported here for P. pringlei are representative of columnar cactus species in general, which is our impression. Nonetheless, this study expands the growing body of literature that reveals generalizations about root system functions must be couched in terms of potentially complex anatomical, biometric, mechanical, and environmental relationships (e.g., Ennos, 1993 ; North, Huang, and Nobel, 1993 ; Stokes, Fitter, and Couts, 1995 ; Stokes and Mattheck, 1996 ; Niklas, 1999 ).


    APPENDIX
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
A wind-induced pressure force F acting along the length of a shoot with height h produces a bending moment MB resulting in the rotational moment in a vertical basal root with radius r and length L. To avoid wind-throw, the root restoring moment MR must ≥MB. In the absence of lateral root restraint, the vertical root will pivot at distance below ground (see Fig. A1A) and the sorrounding soil will fail plastically, resisting sideways motion with a unit force dFB per unit root length d{ell} such that dFB = 18{tau}rd{ell}, where {tau} is soil shear strength, which varies across soil types and conditions (Broms, 1964 ; Kézdi, 1974 ; Hatanaka and Uchida, 1995 ). In the case where the root pivots at {ell} ~ L/2, the restoring moment MR acting along L is given by the formula MR = {int}L/2L/2 18{tau}r{ell} d{ell} = 9{tau}r(L2/2) (see Niklas, 1992 ; Ennos, 1993 ). If additional roots contribute to anchorage (Fig. A1B), the extremum is {ell} = L and MR = {int}L0 18{tau}r{ell} d{ell} = 9{tau}rL2.



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Fig. A1. Mechanical forces and moments hypothesized for Pachycereus pringlei root system and stem. (A)–(B) A stem of height h experiences a wind-induced (drag) force F acting perpendicular to its longitudinal axis. This force induces a stem bending moment that is transmitted at the stem base to a bayonet-like root that pivots at some distance {ell} along its length L. The rotation of the bayonet-like root creates a counter-resistance moment MR as root rotation is resisted by the soil (which results in a rhomboid stress distribution along root surface shown by arrows of varying length). The maximum MR is provided when {ell} = L. This condition can be obtained provided that lateral root elements provide anchorage at the stem base (B). (C) The magnitude of F is dependent on the wind speed profile generated by the maximum wind speed umax and the vertical distribution of local wind speeds ui acting at distances x along the length of the stem. The wind-induced (drag) force F is also dependent on the local stem sail area: (xixj)(di + dj)/2, where d is stem diameter. Stem bending moment MB induced by F increases toward stem base

 
Turning to MB, the wind pressure (drag) force F on any stem element i is given by Fi = 0.5{rho}u2iSiCD, where {rho} is air density (~1.2 kg/m3), ui is local wind speed, Si is stem element i sail area, and CD is the drag coefficient (~1.0 for a cylinder; see Vogel, 1981 ; Niklas, 1994 ). For a tapered cylindrical stem, Si = diLi, where di = (di + dj)/2, Li = xixj, and xi and xj are the distances measured from the top of the stem to di and dj, respectively (see Fig. A1C). Since Fi = 0.5{rho}u2idi(xi xj), the MB on stem element i is given by the formula Mi = {Sigma}ij=1 [0.5{rho}u2idi(xixj)](hxi) (see Niklas and Spatz, 2000 ). Localized wind bending moments thus decrease toward the stem base, whereas the total bending moment increases toward the stem base where it reaches maximum intensity Mmax.

Numerical solutions of Mi are required, since ui and di vary as a function of L. We modeled ui using the formula ui = umax[1 – (xi/h)]1/2 (see Niklas and Spatz, 2000 ), where umax is maximum wind speed specified for an arbitary distance above ground (see Fig. A1C). Based on field measurements of plants differing in size (0.09 m ≤ h ≤ 4.6 m), we computed MB and its corresponding MR (using umax = 10 m/s at 5 m above ground), estimated the maximum wind speed each plant could sustain before wind-throw, and assessed the factor of safety using the quotient MR/MB.


    FOOTNOTES
 
1 The authors thank Dr. Aaron M. Ellison (Mount Holyoke College, MA) who, as an Associate Editor of the American Journal of Botany, supervised the review process and served as the acting Editor-in-Chief for this manuscript; Jose Martinez, Jose Luis Ibarra, and Norma Vidales (Instituto de Ecologia) for assistance in the field; and Kenneth C. Cheung (Cornell) for laboratory assistance. Field work was supported by funds from the operating budget of the Instituto de Ecologia UNAM to FMF and CTO. This research was also supported by Hatch Act Awards 185-403 to KJN and 185-406 to DJP, Jr. Back

4 Author for reprint requests (Phone: 607 255-8727; Fax: 607 255-5407; kjn2{at}cornell.edu ). Back


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 APPENDIX
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