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(American Journal of Botany. 2003;90:356-363.)
© 2003 Botanical Society of America, Inc.


Structure and Development

On the economy and safety of hollow non-septate peduncles1

Christopher J. Hogan Jr and Karl J. Niklas2

Department of Plant Biology, Cornell University, Ithaca, New York 14853-5908 USA

Received for publication August 27, 2002. Accepted for publication October 25, 2002.


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
We examined the allometry and mechanical properties of the peduncles of Hieracium pilosella and other species in the Asteraceae (H. aurantiacum, Taraxicum officinale, Tragopogon pratensi) to evaluate the hypothesis that tapered, tubular, and non-septate peduncles optimize the trade-offs among stem biomass allocation, elevating flowers and thus their wind-dispersed fruits, and the requirement for a factor of safety against mechanical failure. This hypothesis was evaluated by comparing peduncle morphometry (e.g., biomass Ms, floral biomass Mf, and length L) and mechanical properties (e.g., bending rigidity EI) for populations growing in windy and wind-sheltered sites as well as transplants between sites. Regardless of ambient wind speeds, Ms {propto} L4/3 and EI {propto} L11/4 {propto} Ms5/3, whereas Mf /Ms {propto} L–1.15, i.e., peduncles disproportionately increase in their biomass as they increase in length, but mechanically support a disproportionately smaller floral biomass relative to their biomass. Calculations show that the tall peduncles from wind-sheltered sites have a larger fruit dispersal range and a lower factor of safety than the shorter peduncles produced in open sites. These and other observations are interpreted to indicate that tubular peduncles enhance relative fitness in terms of propagule dispersal (but not propagule number per stem) while maintaining a sufficient factor of safety against mechanical failure.

Key Words: allometry • Asteraceae • Brazier buckling • flexural stiffness • fruit dispersal • Hieracium pilosella • plant biomechanics • winding loading


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
In theory, the relative fitness of short herbaceous plants with wind-dispersed fruits is increased by maximizing the height and number of fruits supported by individual stems (Okubo and Levin, 1989 ). Hollow non-septate stems are functionally adaptive in this context, because they can elevate flowers or fruits farther above ground than a solid counterpart with equivalent external diameter and mass (Niklas, 1992 ). However, there are trade-offs among peduncle economy, dispersal efficacy, and safety, because hollow tubes, regardless of their mode of taper, are susceptible to mechanical failure as a result of their static (mass) or wind-induced drag forces (Wainwright et al., 1976 ; Speck et al., 1990a , b ; Niklas, 1992 ; Spatz and Speck, 1994 ).

These trade-offs may be evaluated theoretically in terms of the allometric (scaling) relationships among stem diameter D, biomass (mass) M, and flexural stiffness EI with respect to length L, because, for any stem biomass investment, mechanical theory predicts very specific scaling exponents (Table 1). For example, three models for stem taper (geometric, elastic, and stress self-similarity; see Appendix), one of which is equivalent to the Euler buckling formula (elastic self-similarity; see McMahon, 1973 ), predict very different exponents for the relationship between stem diameter and length (1, 3/2, and 2, respectively), stem mass (proportional to D2L) and length (3, 4, and 5, respectively), and stem axial second moment of area (proportional to D4) and length (4, 6, and 8, respectively).


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Table 1. Allometric (scaling) relations predicted for stems differing in taper (geometric, elastic, and stress self-similarity) with length L, basal second moment of area I, and biomass (mass) M and those predicted for stems maintaining a constant stress or a constant Brazier bending moment at their base from wind-induced drag (assuming that wind speed is proportional to L1/2 and L; models I and II, respectively)

 
Wind loadings impose an additional and perhaps more important constraint, because, for any ambient wind speed, taller stems tend to experience progressively larger wind-induced drag forces and thus greater bending moments at their base (see Monteith, 1973 ; Vogel, 1981 ; Niklas and Spatz, 2000 ; Spatz and Brüchert, 2000 ). Once again, the allometry of stems elevating reproductive organs above ground and subjected to drag forces can be predicted on theoretical grounds, because the drag force F is proportional to the product of stem and floral projected area and the square of the ambient wind speed u (i.e., F {propto} DLu2). Assuming that stems are "designed" to maintain a constant stress at their base {sigma}b such that {sigma}b {propto} F/D2 ~ constant, it follows that D {propto} Lu2. If ambient wind speeds scale as the 1/2- or 1-power of length, stem diameter is predicted to scale as 2- or 3-power of length, respectively, whereas much larger exponents are predicted for the scaling of stem biomass or second moment of area with respect to length (Table 1).

Hollow beams with very thin walls are also susceptible to Brazier buckling, i.e., localized ovalization and crimping (Niklas, 1989 , 1990 , 1992 ; Spatz et al., 1997 ). Engineering theory shows that the critical Brazier bending moment MB is proportional to D3 for thin-walled tubes. For wind-loaded stems, this bending moment is proportional to the product of drag and stem length, i.e., FL {propto} D3. Thus, if wind speeds scale as the 1/2- or 1-power of stem length, then stem diameter is predicted to scale as the 3/2- or 2-power of length (Table 1).

These theoretical expectations are based on a number of assumptions predicated on the supposition that self-loading and wind-induced drag forces govern the allometry of peduncles. Nevertheless, empirically determined scaling exponents, significantly lower or higher than those predicted for the relationships among stem diameter, biomass, and second moment of area, would provide circumstantial evidence that trade-offs among economy, dispersal, and safety have occurred.

This study was designed to examine these trade-offs empirically by comparing the morphometry and mechanical allometry of the vertical flower stalks (peduncles) of Hieracium pilosella drawn from populations found in windy and sheltered sites against the scaling relationships predicted by mechanical allometric theory. Hieracium pilosella was selected because its peduncles are hollow and non-septate, its aggregated (composite) flowers are borne distally, and its dry fruits (achenes) are wind dispersed. To develop a sense of the interspecific allometric trends, additional species in the Asteraceae with similar peduncle morphology were studied (i.e., H. aurantiacum, Taraxicum officinale, Tragopogon pratensis).


    MATERIALS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
Field work
Three populations of H. pilosella were selected for study based on differences in ambient wind speeds (see below). Two populations (designated pop. 1 and pop. 2) were sheltered from the wind under a Quercus canopy with an herbaceous understory. The third population (pop. 3) was located in an open windy field.

Reciprocal transplants were made between pop. 1 and pop. 3 (in May of the year preceding this study to maximize transplant acclimation to new environmental conditions) to determine whether genotypic or environmental differences affected peduncle morphometry or mechanical properties. Twenty plants of comparable size (rosette diameters) from pop. 1 and pop. 3 were randomly selected along a 6-m linear transect, removed with as much of their roots as possible, and randomly planted among members of the other population. Transplants were watered for 2 wk and then left undisturbed until the following year during which the herbaceous vegetation surrounding pops. 1–2 and pop. 3 was regularly mowed or hand clipped to an average height of 10 cm and 2 cm, respectively. All transplants from pop. 1 to pop. 3 failed to flower or died for unknown reasons. Therefore, data are reported for plants transplanted from pop. 3 to pop. 1 (designated as Tr. 3-1; see Table 3).


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Table 3. Statistical parameters of reduced major axis regression curves for morphometric features of Hieracium pilosella grown in two sheltered sites (designated pop. 1 and pop. 2) and one open site (pop. 3) and for H. pilosella transplanted from pop. 3 to pop. 1 (denoted by Tr. 3-1). For all regressions, P ;lt 0.0001

 
Peduncle collection and morphometrics
Three criteria were used to select peduncles of all four species: healthy appearance, vertical orientation, and some or all flowers at anthesis. The last criterion was used because preliminary measurements indicated that maximum floral biomass (fresh mass) and peduncle extension (length) was achieved at this stage in H. pilosella development. (Note: Although maximum peduncle extension occurs after the maturation of fruits for Taraxacum officinale, maximum reproductive biomass occurred at anthesis.)

A total of 251 peduncles was collected. Each peduncle was cut at its base at ground level and placed in water to reduce wilting. All morphometric measurements and mechanical tests were performed within 24 h of collection. Hieracium pilosella peduncles (n = 195) were assigned an identification number that did not identify the population from which it was collected to provide double-blind comparisons of peduncle morphometry and mechanical properties among pops. 1–3.

The flowers of each peduncle were removed and weighed. The remaining stem was segmented to determine its outer and inner diameters along its length using a handheld microcaliper. Segments were also weighed to determine fresh mass per unit length. The inner and outer diameters of segments were used to calculate peduncle wall thickness. The peduncles of some species were branched. The dimensions and masses of branches were also measured and recorded (n = 100). The mass of lateral branches was added to that of the main stems to calculate loading conditions at the base of each stem.

Mechanical tests
The composite-tissue elastic modulus E of the basal 8 cm long segment of representative H. pilosella peduncles was determined by means of three-point-bending tests using an Instron 4502 testing machine. Before each bending test, the outer and inner diameters of each specimen were measured at both ends using a handheld electronic microcaliper to determine an average axial second moment of area I using the formula I = (Ib + Ia)/ 2 where I = {pi} (do4di4)/64, subscripts b and a refer to the basal and apical portions of the peduncle, and do and di are averaged outer and inner diameters (measured at two locations), respectively. Alternative methods for calculating I were explored; the method used was least sensitive to error.

Each basal segment was then suspended horizontally between two vertical supports 5 cm apart and bent by applying a blunt-edge loading point at its mid-length at a strain rate of 25 mm/min. No transverse compression at the supported ends of peduncles was observed during loading experiments. In each case, the length to outer average diameter of each specimen ≥20. Ten data points per second were recorded continuously during each test to construct a force vs. displacement graph. A bending test was terminated once the applied (maximum) force Fmax exceeded the proportional limit of the peduncle; Fmax was determined by visual inspection of the force vs. displacement graph. The yield stress {sigma}y (the onset of plastic deformation) at this stage of testing was calculated using the formula {sigma}y = 16 LdoFmax/[{pi} (do4di4)]. The composite-tissue elastic modulus of each basal segment was calculated using the formula E = 4mL3/[3{pi} (do4di4)], where m is the slope of the initial (linear) portion of the force vs. displacement graph and L is the distance between the two vertical supports (=5 cm).

Simulated wind speed profiles and estimated fruit dispersal distances
Fruit dispersal distance was estimated based on the average wind speed utop recorded at 0.5 m above ground within pop. 1 and pop. 3 when flower mass was maximum (June). Wind speeds were simultaneously measured in the field at 0.5-h intervals for 48 h using Sierra-Misco model WSD335 anemometers and wind vanes and Omnidata model EL824-MS data loggers. Each wind vane was located 0.5 m above ground within each population.

A logarithmic vertical wind speed profile was simulated using the formula ui = [utop/ln(h/zo)]ln[(hxi)/zo], where ui is the estimated wind speed at any distance xi from where utop was measured, h equals 0.5 m, and zo is the roughness parameter (which was taken as 0.05 times the height of surrounding vegetation; see Niklas and Spatz, 2000 ). The surrounding vegetation of pop. 1 and pop. 3 was 0.20 m and 0.10 m, respectively; therefore, zo was taken as 0.01 and 0.005, respectively.

Fruit dispersal distance y was estimated using the formula y = Luia/uT, where L is the average peduncle length for each population, uia is the averaged wind speed between L and ground level (where ui = 0), and uT is the terminal settling velocity of fruits (see Okubo and Levin, 1989 ; Niklas, 1994 ). Values for uia were determined from simulated wind speed profiles for pop. 1 and pop. 3 (see Fig. 6). Values for uT were determined by dropping 10 representative fruits from pop. 1 and 3 into a cylinder measuring 1.5 m in length and 0.20 m in diameter fitted with two orthogonally positioned holes located 0.20 m above the cylinder base to provide access for a stroboscopic light and a camera lens. Photographic prints of descending stroboscopically illuminated fruits (500 flashes/s) were measured to calculate rates of descent (see Niklas, 1992 , pp. 459–461).



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Fig. 6. Factors of safety for Hieracium pilosella peduncles produced in populations growing in wind-sheltered sites (pops. 1–2), an open windy site (pop. 3), and transplants from pop. 3 to pop. 1 (Tr. 3-1). (A) Factor of safety computed as the quotient of the Euler critical buckling mass Pcr and inflorescence biomass Mf. (B) Factor of safety computed as the quotient of stem tissue yield stress {sigma}y (measured at the base of peduncle) and stem compressive stress {sigma}c (i.e., peduncle biomass divided by basal cross-sectional area). (C) Factor of safety computed as the quotient of yield stress and the wind-induced bending stress at the base of the stem {sigma}W. See text for details

 
Factors of safety
We selected three criteria to evaluate the factor of safety of peduncles: (1) the Euler critical buckling load divided by floral biomass (mass), Pcr /Mf , (2) the yield stress of stem tissues divided by the compressive stress measured at the peduncle base, {sigma}y/{sigma}c, and (3) the yield stress of stem tissues divided by the bending stress generated by wind drag measured at the peduncle base, {sigma}y/{sigma}W. All of these parameters were directly measured based on morphometric and mechanical testing data with the exception of {sigma}W. The wind-induced bending stress was estimated based on the wind speed profiles measured for the sheltered and open populations in the following way. The profile for each population was used to calculate the mean wind speeds along the length of each peduncle. The drag force per unit length was then calculated along the length of each peduncle based on stem and flower projected areas. This force was then integrated along stem length to calculate the bending moment at the base of each peduncle. Finally, this bending moment MW was then used to calculate {sigma}W using the formula {sigma}W = MWDb/2IB , where Db is the external diameter and Ib is the second moment of area measured at the base of the peduncle.

Statistical analyses
Model Type II (reduced major axis) regression analysis was used to determine the scaling exponents and allometric constants (regression slopes and Y-intercepts, {alpha}RMA and ßRMA, respectively) of pair-wise comparisons of log10-transformed data. This protocol is recommended when functional rather than predictive relationships are sought among variables that are biologically interdependent and subject to unknown measurement error (Sokal and Rohlf, 1981 ; Niklas, 1994 ).

All statistical analyses used the formulas log Y2 = log ßRMA + {alpha}RMAlogY1, where Y2 and Y1 are interdependent variables (e.g., reproductive and standing leaf biomass per plant), {alpha}RMA = {alpha}OLS/r, where {alpha}OLS and r are the slope and correlation coefficient determined from ordinary least squares (Model Type I) regression analysis, and log ßRMA = log(cap Y2) – {alpha}RMAlog(cap Y1), where (cap Y) denotes the mean of variable Y. The 95% confidence intervals for ßRMA values were computed based on the corresponding 95% CI values of {alpha}RMA (Sokal and Rohlf, 1981 ).


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
Peduncle taper
Peduncles were tapered acropetally and basipetally in their outer diameter and wall thickness. Stem biomass per unit length, cross-sectional area, and axial second moments of area thus varied along peduncle length (Fig. 1). On average, minimum outer diameter and wall thickness occurred beneath inflorescences, whereas maximum outer diameter and wall thickness occurred between 0.6 and 0.7 normalized length (i.e., distance from flowers divided by total peduncle length). This pattern was observed for each species studied. Thus, the stereotypical peduncle geometry is a double-tapered tubular truncated cone with maximum cross-sectional area and axial second moment of area at approximately 0.65 normalized length (Fig. 1).



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Fig. 1. Taper of representative peduncles of Hieracium pilosella and Taraxacum officinale. (A) Normalized outer diameter (local diameter divided by maximum diameter) plotted against normalized length (distance measured from distal end of peduncle divided by total peduncle length). (B) Normalized wall thickness (local wall thickness divided by maximum wall thickness) plotted against normalized length. (C) Peduncle biomass per unit length (units of kilograms of fresh mass per meter) plotted against normalized length. (D) Highly exaggerated three-dimensional geometry of taper (distal end at left; inflorescence not shown)

 
Peduncles were not thin walled as defined by standard engineering theory, i.e., for thin-walled tubes, wall thickness to outer diameter (t/do) < 0.02 (see Ades, 1957 ; Niklas, 1992 ). For example, across all three populations (including transplants) of H. pilosella, the mean ± SE t/do equaled 0.285 ± 0.008, whereas that measured just beneath the inflorescence and at the base of peduncles was 0.278 ± 0.012 and 0.288 ± 0.008, respectively. Across all populations, no statistically significant correlation was observed between peduncle length and average, apical, or basal t/do. These data were interpreted to indicate that peduncles were most likely to mechanically fail in bending as a consequence of material (tissue) rather than geometric (Brazier buckling) failure, because theory predicts the latter only when t/do ≤ 0.10 even for beams constructed of anisotropic materials (Ades, 1957 ; Niklas, 1992 ).

Mechanical properties
The axial second moments of area I at the base of H. pilosella peduncles were statistically significantly correlated with peduncle length L, whereas the composite-tissue elastic modulus E was not (Fig. 2A–B). Nevertheless, the flexural rigidity EI and thus the ability to resist bending forces at the base of peduncles correlated significantly with L (Fig. 2C). Across all peduncles, I scaled roughly as the 2.23-power of L, whereas EI scaled as the 2.75-power of L and as the 1.66-power of peduncle biomass Ms (Table 2). No statistically significant differences were evident among H. pilosella growing in different populations.



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Fig. 2. Bivariant plots of log10-tranformed data for mechanical properties of Hieracium pilosella peduncles from plants growing in wind-sheltered sites (pops. 1–2) and an open, windy site (pop. 3) and transplants from pop. 3 to pop. 1 (denoted as Tr. 3-1). (A) Second moments of area I (measured at base of peduncles) vs. peduncle length L. (B) Composite-tissue elastic modulus E (measured at base of peduncles) vs. peduncle length L. (C) Flexural stiffness EI (measured at base of peduncles) vs. peduncle length L. (D) Composite-tissue elastic modulus E (measured at base of peduncles) vs. yield stress {sigma}y

 

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Table 2. Scaling exponents (;gaRMA) of reduced major axis regression curves for biomechanical features of Hieracium pilosella from all populations and transplants

 
The relationship between E and the yield stress {sigma}y measured at the base of peduncles was noticeably different between transplants and non-transplants (Fig. 2D). A strong correlation was observed between E and {sigma}y for the peduncles of non-transplants; these two mechanical properties were poorly correlated among the peduncles of transplants (Table 2). We have no explanation for this difference.

Allometric relations
Hieracium pilosella peduncle biomass MS scaled as the 1.36-power of peduncle length L. Based on comparisons of the 95% confidence intervals of the scaling exponents ({alpha}RMA), this relationship held for transplants and non-transplants (Fig. 3A; Table 3). Across all species, including H. pilosella, MS scaled as the 1.56-power of L (r2 = 0.893, n = 335, F = 2794, P < 0.0001) (Fig. 3B).



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Fig. 3. Allometry of log10-tranformed data for peduncle biomass Ms and peduncle length L for Hieracium pilosella (growing in wind-sheltered sites [pops. 1–2], an open windy site [pop. 3], and transplants from pop. 3 to pop. 1 [denoted as Tr. 3-1]) (A) and other related taxa (B). Solid lines are reduced major axis regression curves for pops. 1 and 3. See text for additional details

 
Wind conditions (see next section) affected the scaling of absolute MS with respect to L, because the Y-intercepts (ßRMA) of regression curves of MS vs. L statistically significantly differed among H. pilosella growing in the open and two sheltered sites (Fig. 3A). For any given MS, H. pilosella peduncles from pop. 3 were taller than their counterparts from pop. 1 and pop. 2 as gauged by the 95% confidence intervals of ßRMA (Table 3). The allometry of MS vs. L for transplants from pop. 3 to pop. 1 was statistically indistinguishable from that of plants growing in pop. 1 or pop. 2 (Table 3).

Hieracium pilosella inflorescence biomass relative to peduncle biomass, i.e., Mf /MS, decreased with increasing peduncle length (Fig. 4A). Mf /MS scaled as the –1.15-power of L (Table 3). The scaling exponent and Y-intercept for this relationship were statistically invariant across pops. 1–3, and, based on the allometry of transplants, not affected by wind conditions (Table 3). Because H. pilosella inflorescence biomass was poorly correlated with peduncle length (0.14 ≤ r2 ≤ 0.22), we interpret these data to indicate that taller and more massive peduncles do not provide an advantage in terms of supporting a larger number of progeny per stem.



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Fig. 4. Allometry of log10-tranformed data for the quotient of peduncle biomass Ms and floral biomass Mf with respect to peduncle length L of Hieracium pilosella (growing in wind-sheltered sites [pops. 1–2], an open windy site [pop. 3], and transplants from pop. 3 to pop. 1 [denoted as Tr. 3-1]) (A) and other related taxa (B). Solid lines are reduced major axis regression curves for pops. 1–3. See text for additional details

 
Similar allometric relationships were observed for interspecific comparisons of Mf /MS vs. L (Fig. 4B), suggesting that larger and taller stems are functionally adaptive in terms of fruit dispersal (or advertising to pollinators) rather than as mechanical devices whose morphometry or mechanical properties are scaled to the loads they support.

Wind speeds and estimated fruit dispersal distances
The mean ± SE wind speed measured at 0.5 above ground for pop. 1 and pop. 3 was 0.288 ± 0.043 m/s and 0.518 ± 0.023 m/s, respectively; maximum (minimum) wind speeds measured were 1.1 (0.01) m/s and 2.2 (0.01) m/s, respectively. Based on a logarithmic vertical wind speed profile and the average peduncle lengths, wind speeds at the top of peduncles in pop. 1 and pop. 3 were 0.26 m and 0.24 m/s, and 0.12 m and 0. 36 m/s, respectively (Fig. 5). The average wind speed from the top of peduncles to ground level in pop. 1 and pop. 3 (i.e., uia) was 0.18 m/s ad 0.27 m/s, respectively. The average terminal settling velocity of mature fruits did not differ between the two populations (uT = 0.013 ± 0.006 m/s).



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Fig. 5. Relationship between aboveground height h and estimated local wind speeds ui in Hieracium pilosella pop. 1 (wind-sheltered site) and pop. 3 (windy site) based on wind speeds utop measured in the field at h = 0.5 m. Logarithmic vertical wind speed profiles predict that ui = 0.24 m/s at tops of peduncles of pop. 1 plants (h = 0.26 m) and ui = 0.36 m/s at tops of peduncles of pop. 3 plants (h = 0.12 m). Average wind speeds from tops of peduncles to groundlevel uia (within shaded areas) for pop. 1 and pop. 3 equal 0.18 m/s and 0.27 m/s, respectively

 
Using these values, we calculated that the fruit dispersal distance in pop. 1 and pop. 3 was 3.6 m and 2.5 m, respectively. Thus, even though pop. 1 peduncles were predicted to experience lower average wind speeds, the fruits of this population were predicted to have a greater dispersal distance than those produced by unsheltered populations.

Factors of safety
Three criteria for stem mechanical failure were selected to calculate factors of safety for stem mechanical failure: the quotient of the Euler critical buckling biomass and floral biomass, Pcr /Mf , the quotient of the stem tissue yield stress and the stem compressive stress, {sigma}y /{sigma}c, and the quotient of the stem tissue yield stress and the wind-induced bending stress at the base of the stem, {sigma}y /{sigma}W. For each of these criteria, all peduncles had factors of safety greater than unity (Fig. 6). On average, the peduncles of plants growing in windy sites had significantly higher factors of safety than those produced by wind-sheltered plants (P < 0.001). The lowest factors of safety were those sheltered peduncles computed for {sigma}y/{sigma}W.


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
The allometry and mechanics of hollow, non-septate peduncles point to an adaptive trade-off between elevating developing flowers to maximize fruit dispersal distance and the need for a factor of safety against stem failure during flowering. This interpretation is based on five observations: (1) peduncles produced in wind-sheltered populations are taller with respect to their biomass than those sampled from open, windy sites, (2) taller peduncles do not support a larger floral biomass (and thus do not disperse a larger number of fruits) than their shorter counterparts, (3) regardless of wind conditions, all peduncles have a high factor of safety against mechanical failure, (4) sheltered peduncles have significantly lower factors of safety against wind-induced bending moments than their shorter counterparts growing in windy habitats, and (5) taller peduncles in the wind-sheltered population can theoretically disperse fruits a greater distance than the shorter peduncles produced in populations growing in windy sites.

In terms of elevating reproductive organs, it is easy to show that tapered stems can elevate flowers and fruits higher than their untapered counterparts with an equivalent biomass, basal diameter, and bulk material (tissue) density. For example, if Lstc denotes the length of the solid truncated conical stem with apical and basal diameters Da and Db and if Lcy is the length of its cylindrical counterpart with an equivalent Db and bulk density, then Lstc will be 2.4 times longer than Lcy when Da /Db = 0.2 (see Appendix). Hollow, tapered peduncles are even more cost-effective. For example, if Lhtc denotes the length of a hollow truncated conical stem with wall thickness t, then Lhtc will be 17 times longer than Lstc when t/Db = 0.01 (see Appendix).

However, Euler's formula for elastic buckling and the formula for the critical Brazier bending moment show that trade-offs exist between the potential for mechanical failure and the extent to which a distal load can be elevated (see Wainwright et al., 1976 ; Niklas, 1992 ; Speck et al., 1990a , b ). Euler's formula states that the critical buckling load Pcr of a cylinder with flexural rigidity EI, diameter D, and length L is proportional to EI/L2. Because I is proportional to D4 and E is constant for any tissue construction, we see that Pcr {propto} L2/r4, where r = L/D, i.e., for any biomass investment, the critical buckling load increases rapidly as a stem elevates a distal load. Likewise, the critical Brazier buckling moment Mbr for a hollow tube is proportional to EDt2, where t is wall thickness (see Ades, 1957 ). Because Mbr is proportional to the product of a bending force F and some function of tube length L and because the mass of a tube is proportional to DLt, we see that F {propto} Et/L2, i.e., for any mass investment, the force required to locally crimp a thin-walled, tubular stem decreases dramatically with increasing length and decreasing wall thickness.

The susceptibility of tubular peduncles to mechanical failure is exacerbated under windy conditions because plant aerial organs experience wind-induced drag forces in addition to the bending forces incurred by their own mass and the mass of the flowers they support (see Vogel, 1981 ; Niklas and Spatz, 2000 ; Spatz and Brüchert, 2000 ). Because mechanical forces are additive, either stem length must be reduced or wall thickness must be increased to maintain a sufficient factor of safety against failure. The allometry of H. pilosella peduncles complies with this expectation. Plants growing in open sites produce shorter peduncles with significantly higher factors of safety than those produced in wind-sheltered habitats.

Nonetheless, the factor of safety steadily erodes with increasing peduncle length and increasing fruit dispersal range, which is mechanically tenable for two reasons. First, taller peduncles do not support more massive inflorescences than their shorter counterparts, and, second, calculations indicate that the taller peduncles produced in wind-sheltered sites experience lower average wind speeds and thus smaller drag forces. This phenomenology may not hold true for all populations. Our measurements of ambient wind conditions are limited and thus idiosyncratic. However, for the habitats studied here, our data indicate that the potential for wind-induced mechanical stem failure is balanced against the benefits of propagule dispersal. Thus, the allometry and mechanics of hollow non-septate peduncles reflect a number of trade-offs that are reconciled in ways that are likely to be reproductively beneficial.

Finally, we draw attention to the radical departures between the scaling exponents predicted by simple mechanical theory for stems (Table 1) and those empirically observed for peduncles (Tables 2–3). For example, both elastic self-similarity (which follows directly from Euler's formula) and Brazier buckling theory (for wind-loaded peduncles) predict that stem biomass and second moment of area should scale as the 4- and 6-power of length, respectively. Likewise, a constant stress model for self- or wind-loaded peduncles predicts that stem biomass and second moment of area should scale as the 5- and 8-power of stem length, respectively. In contrast, we observe that M {propto} L1.36 and I {propto} L2.75. These and other significant differences between observed and predicted allometric scaling exponents indicate that the morphometry of peduncles is far more efficient with respect to elevating reproductive organs than would be expected based on naive expectations about self-loading or wind-induced drag. Although mechanical theory can be used effectively to postulate form-function relationships, it must always be challenged empirically. Plants cannot obviate physical principles, but they have evolved adaptively in often unexpected ways.


    APPENDIX
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
Scaling exponents of geometric, stress, and elastic self-similarity
Here, we derive the scaling exponents {alpha} for these three models (see Table 1). The derivation for the {alpha} governing geometric self-similarity is mathematically trivial, because the model stipulates that radius R measured anywhere along length L is proportional to L, i.e., R {propto} L1.

To determine the stress self-similarity {alpha}, we must find the numerical value of {alpha} for R = kL{alpha} such that stress {sigma} measured anywhere along L is constant. Noting that the maximum stress {sigma}max in any cross section is given by the formula {sigma}max = EKRmax, where E is the elastic modulus, K is curvature, and Rmax is the maximum distance from the centroid axis, the bending moment at any distant x from the tip of a leaning stem Mx is given by the formula Mx = EKIx. Because {sigma}max = MxRx/Ix, where Ix is the second moment of area measured at x, it follows that Mx = FxLx = ({pi}/3) {rho}VxLx = {rho}Rx2Lx2 = k1Lx2{alpha}+2, where Fx is the self-generated bending force, {rho} is bulk tissue density, Vx is stem volume measured at x, and k is a constant of proportionality. Because Ix = ({pi}/4)Rx4 = k2Rx4, we see that {sigma}max = MxRx/Ix = (k1Lx2{alpha}+2kL{alpha}/k2Rx4) = k3Lx3{alpha}+2/kL4{alpha} = k5 Lx3{alpha}+2–4{alpha}. If {sigma}max is constant anywhere along Lx, then 3{alpha} + 2 – 4{alpha} = 0. Therefore, {alpha} = 2, i.e., R = kL2. This derivation does not hold true for perfectly vertical stems, because {sigma}x is a compressive stress and thus proportional only to the mass of tissues distal to x. Assuming that R does not vary as a function of x, it follows that {sigma}x {propto} L.

The scaling exponent for the elastic self-similarity model follows directly from Euler's formula for the critical buckling load Pcr of a vertical columnar support member with length L and uniform radius R, i.e., Pcr = kEI/L2. Noting that Pcr {propto} V {propto} R2L, we see that R2L {propto} I/L2. Because I {propto} R4, it follows that R {propto} L3/2.

Volume and length relations
Peduncle geometry conforms to a hollow, double-tapered, truncated cone (see Fig. 1). However, for simplicity, peduncle geometry is here approximated as that of a hollow single tapered truncated cone to draw heuristic comparisons with solid cones and cylinders. The objective is to estimate the ability of hollow peduncles to extend in length beyond that of their solid counterparts with equivalent volume and bulk material (tissue) densities, i.e., equivalent mass. The volume of a solid cylinder Vsc with diameter D and length L equals {pi}D2L/4. The volume of a solid truncated cone Vstc with length Lstc and basal and apical diameters Da and Db equals {pi} Lstc(Db2 + DbDa + Da2)/12, or {pi}Lstc(1 + k + k2) Db2/12, where k = Da /Db. Assuming both geometries are composed of the same materials with equivalent bulk densities and that both have equivalent basal diameters (i.e., D = Db), it follows that Lstc/Lsc = 3/(1 + k + k2) such that, when k = 0.2, Lstc = 2.419Lsc.

The volume of a hollow truncated cone with length Lhtc, outer and inner basal diameters Db and db, and outer and inner apical diameters Da and da is given by the formula Vhtc = {pi} Lhtc [(1 + k + k2)Db2 – (db2 + dbda + db2)]/12, where k = Da/Db. Assuming that the structure has a uniform wall thickness t, we see that db = Db – 2t and da = Da – 2t = kDb – 2t. Therefore, Vhtc = {pi} Lhtc {(1 + k + k2)Db2 [(Db – 2t)2 + (Db – 2t)(kDb – 2t) + (kDb 2t)2]}/12 = {pi}Lhtc(6Dbt + 6 kDbt – 12t2)/12.

Provided that a hollow and a solid truncated cone have the same volume and material bulk density, Lhtc(6Dbt + 6kDbt 12 t2) = Lstc(1 + k + k2) Db2. Denoting t/Db as {delta} (where {delta} ≤ 0.5 and k ≤ 2{delta}), we see that Lhtc[6{delta}(1 + k – 2 {delta})] = Lstc(1 + k + k2) such that Lhtc/Lstc = (1 + k + k2)/[6{delta}(1 + k 2{delta})]. If k = 2{delta} (no inner apical diameter, i.e., Da = 2 t), then Lhtc/Lstc = (1 + 2{delta} + 4{delta}2)/6{delta}. Therefore, when {delta} = 0.01, Lhtc = 17Lstc.


    FOOTNOTES
 
1 The authors thank Prof. James A. Bartsch (Biological and Environmental Engineering, Cornell University) for providing access to an Instron testing machine, Prof. Dr. Hanns-Christof Spatz (Institut fur Biologie III, Universität Freiburg), who as an Associate Editor of the American Journal of Botany, supervised the review process and served as the acting Editor-in-Chief, two thoughtful reviewers for suggestions to improve the manuscript, and the College of Agricultural and Life Sciences, Cornell University, for providing financial support. Back

2 Author for reprint requests (kjn2{at}cornell.edu ) Back


    LITERATURE CITED
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 APPENDIX
 LITERATURE CITED
 
Ades C. S. 1957 Bending strength of tubing in the plastic range. Journal of Aeronautical Science 24: 605-610

McMahon T. A. 1973 Size and shape in biology. Science 179: 1201-1204[Abstract/Free Full Text]

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Niklas K. J. H.-C. Spatz 2000 Wind-induced stresses in cherry trees: evidence against the hypothesis of constant stress levels. Trees 14: 230-237[CrossRef]

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Sokal S. S. F. J. Rohlf 1981 Biometry. Freeman, San Francisco, California, USA

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Spatz H.-C. F. Brüchert 2000 Basic biomechanics of self-supporting plants: wind loads and gravitational loads on a Norway spruce tree. Forest Ecology and Management 135: 3-44[CrossRef][ISI]

Spatz H.-C. T. Speck 1994 Local buckling and other modes of failure in hollow plant stems. Biomimetics 2: 149-173

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Speck T. H.-C. Spatz D. Vogellehner 1990b Contributions to the biomechanics of plants. II. Stability against local buckling in hollow plant stems. Botanica Acta 103: 123-130[ISI]

Vogel S. 1981 Life in moving fluids. Willard Grant, Boston, Massachusetts, USA

Wainwright S. A. W. B. Biggs J. D. Currey J. M. Gosline 1976 Mechanical design in organisms. John Wiley and Sons, New York, New York, USA




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