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Invited Special Papers |
2Department of Biology, Indiana University, Bloomington, Indiana 47405-3700 USA; 3Department of Botany and the Genetics Institute, University of Florida, Gainesville, Florida 32611 USA; 4Molecular Systematics Section, Jodrell Laboratory, Royal Botanic Gardens, Kew, Richmond, TW9 3DS, United Kingdom
Received for publication June 29, 2004. Accepted for publication July 2, 2004.
| ABSTRACT |
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Key Words: algae endosymbiosis Gnepines hypothesis land plants phylogeny plastids
| INTRODUCTION |
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| NATURE OF THE ARTICLES IN THIS ISSUE |
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The coverage represented by the 11 taxon-specific papers reflects the amount of effort and progress made in elucidating the phylogeny of each group, as well as their size and economic and ecological importance. Thus, angiosperms, the largest, most important, and best studied group of land plants, are covered by three articles (Soltis and Soltis, 2004
; Chase, 2004
; Judd and Olmstead, 2004
), whereas three much smaller but considerably older groups of land plantsseed plants (Burleigh and Mathews, 2004
), ferns (Pryer et al., 2004
), and bryophytes (Shaw and Renzaglia, 2004
)are each given but a single article. Likewise, green algae, the parent group of land plants, are treated in a single paper (Lewis and McCourt, 2004
), as are the sister group to green algae/land plants, the red algae (Saunders and Hommersand 2004
). Two papers cover three of the largest and best studied groups of secondary plastid-containing algae, the dinoflagellates (Hackett et al., 2004
) and the putatively related heterokonts (brown algae, diatoms, chrysophytes, etc.) and haptophytes (Andersen, 2004
). Finally, Lutzoni et al. (2004)
take on all the fungi. Page limits to this issue made for hard choices, and we regret that four fascinating but mostly poorly studied groups with secondary plastids (apicomplexans, chlorarachniophytes, cryptomonads, and euglenids), as well the primary plastid-containing glaucophytes, could be given only brief mention in the overview by Keeling (2004)
.
With three exceptions, all 12 taxon-oriented articles are essentially review articles, providing a critical overview and synthesis of the recent literature pertinent to their respective subjects. The article by Lutzoni et al. (2004)
on fungal phylogeny is the first paper from a large team of investigators whose currently funded goal (from the U.S. National Science Foundation Tree-of-Life Program) is to reconstruct phylogenetic relationships of 1500 fungi using eight genes (ca. 10 kb of DNA sequence) and represents a major achievement in fungal phylogeny akin to the earlier large-scale collaborative molecular studies on angiosperms (e.g., Chase et al., 1993
; Soltis et al., 2000
). The article by Pryer et al. (2004)
on fern phylogeny stands out among all of the papers in this issue by virtue of presenting the only fully integrated study of both the branching pattern and divergence times of a particular group of plants, both derived from the same set of gene sequence data. The article by Burleigh and Mathews (2004)
on seed plant phylogeny establishes a seemingly robust framework tree for gymnosperms and provides important evidence for the single most controversial and revolutionary hypothesis generated from molecular analyses of any group of plants, namely, that conifers are paraphyletic, with Gnetales sister to Pinaceae to the exclusion of all other conifers. Although these three articles largely focus on new molecular data sets and phylogenetic analyses, in keeping with the nature of this issue, the authors have also broadened their remit beyond that of the usual original article, to provide a somewhat longer than normal overview of the group in question.
The six topical articles focus on selected issues that are highly relevant to reconstructing and understanding the plant tree of life. Crane et al. (2004)
emphasize the importance of integrating fossil evidence with data, both morphological and molecular, from extant plants, and also stress that a comprehensive understanding of some groups (e.g., seed plants) will require a thorough reassessment of available fossils. Kellogg and Bennetzen (2004)
review the structure, evolution, and, to a limited extent, phylogenetic utility of plant nuclear genomes. Linder and Rieseberg (2004)
discuss the increasingly powerful molecular approaches used to dissect the role of hybridization in plant evolution. Whereas almost all articles in this issue focus on reconstructing the branching pattern (or, sometimes, the network) of plant evolutionary history, Sanderson et al. (2004)
and Crepet et al. (2004)
explore a relatively recent development in molecular phylogenetics, albeit one that we expect to achieve great importance, namely, the application of gene sequence data to estimate divergence times. Crepet et al. (2004)
do so as part of a broader, original effort to integrate the fossil record more thoroughly with the molecular record. Sanderson et al. (2004)
note that despite the limitations of methods for estimating divergence times, recent analyses are converging on similar and reasonable age estimates of angiosperms. Finally, Friedman et al. (2004)
provide a timely review of a topic of rapidly growing interest in plant biology, namely, the evolution of plant development.
Although these articles do not cover every possible topic and group that are relevant to efforts to reconstruct and interpret the plant tree of life, we believe that in sum they provide sufficiently broad and deep coverage to give a vivid sense of the excitement, progress, questions, and prospects in this important and booming area of botanical research.
| THE PLANT TREE OF LIFE: A 2004 ESTIMATE |
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Although whole-organism symbiosis represents horizontal gene transfer (HGT) on the grandest scale possible, there is little reason to suspect that HGT occurs commonly enough within eukaryotic evolution to compromise significantly our prospects for recovering the metaphorical plant tree of life. In the prokaryotic world, in contrast, HGT has shaken the very concept of whether an underlying tree structure exists to recover, the metaphor of a network of gene trees being preferred by some authorities (Gogarten et al., 2002
). As noted in the next section, the prevalence of HGT in the bacterial, including cyanobacterial, world may provide important limits on our ability to answer some of the deepest, most fundamental questions about the origin and earliest evolution of plants/plastids.
The view of land plant phylogeny expressed in Fig. 2 has several messages. It tells us that most of the major groups of extant land plants are monophyletic. Extant angiosperms are monophyletic, as are gymnosperms, seed plants, ferns (albeit slightly broadened to include horsetails), euphyllophytes, lycophytes, and vascular plants. Bryophytes, shown unresolved, are the conspicuous exception here, most likely being a grade that is paraphyletic to vascular plants (Shaw and Renzaglia, 2004
). Figure 2 emphasizes how asymmetric the tree of extant plant life is with respect to species richness. At the extreme, Amborella trichopoda, a single species endemic to New Caledonia, is probably the sister group to all other living angiosperms, numbering over 250 000 species. Similar asymmetries are evident at various places on the tree (Fig. 2), making it clear that rates of speciation and extinction vary widely over time and from group to group. The series of short internodes at the base of several major groupsangiosperms, gymnosperms, and fernsimplies relatively rapid emergence of the major lineages of each group from a common ancestor. Most of the diversity of these clades is not, however, represented on this tree. For species-rich groups such as the eudicots and monocots, we can barely imagine how many more finely spaced internodes must exist to account for the vast number of extant species in these groups. That so much progress has already been made in resolving many of these internodes (e.g., see Chase, 2004
, on resolving the backbone of the monocot tree; also see Judd and Olmstead, 2004
, and Soltis and Soltis, 2004
) speaks volumes to the power of thousands of (nucleotide) characters, and of judicious taxon sampling, to resolve close divergences and heralds success in ultimately resolving all but the most rapid and anciently compressed of radiations as data sets head towards the tens and even hundreds of thousands of characters.
| TOPOLOGICAL CONTROVERSIES IN THE PLANT TREE OF LIFE |
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We will not discuss any further these many areas of noncontroversial poor resolution. Likewise, we will not explore here any of the major methodological controversies that surround the business of inferring the plant tree of life. Some of these are, however, touched on in the following sections on case studies of topological controversy, and include such topics as the appropriate generation and use of DNA vs. other evidence in inferring phylogeny (e.g., Scotland et al., 2003
), trade-offs between sampling more taxa vs. more characters (Chase et al., 1993
; Soltis et al., 2004
), the limits and pitfalls of using molecular data to date plant divergence times (Crepet et al., 2004
; Sanderson et al., 2004
), and how best to construct and assess phylogenetic trees from DNA sequence data (Felsenstein, 2004
; Albert, 2005
). Instead we focus on six current controversies in plant phylogeny, chosen because they all concern deep and important issues in plant evolutionary history, relate to taxa shown in Figs. 1 and 2, and illustrate a variety of biological and methodological issues in phylogeny reconstruction.
How many origins of plastids/plants?
The two deepest questions in plant phylogeny concern the birth of plastids/ plants via cyanobacterial endosymbiosis: Did plastids arise once or more than once, i.e., was there but a single or as many as three cyanobacterial endosymbioses to establish the three lineages of clearly monophyletic, primary plastid-containing eukaryotes (green algae, red algae, and glaucophytes)? And relatedly, which lineage(s) of cyanobacteria gave rise to plastids? Although we have no clue of an answer to the second question, longstanding controversy over the former has subsided over the past decade. This is because DNA sequence-based trees and a number of features of plastid genomes, the plastid protein import apparatus, and photosynthetic pigment proteins have converged to provide clear (to some observers, overwhelming) evidence for a single origin of plastids (Fig. 1; Palmer, 2003
; Keeling, 2004
; McFadden and van Dooren, 2004
), although there are still reasons (Palmer, 2003
; Stiller, 2003
; Stiller et al., 2003
) to be cautious in assuming that this issue is completely settled. It should also be emphasized that the evidence for a common origin of plastids is much stronger for green and red algae than for the comparatively poorly studied glaucophytes (only a single glaucophyte plastid genome has been sequenced and scant information is available on glaucophyte nuclear and mitochondrial genomes). Although very rare in plastids, HGT may be sufficiently common in cyanobacteria (Zhaxbayeva et al., 2004
) to bedevil attempts to ever completely settle the issue of how many primary plastid origins and, especially, to identify the cyanobacterial progenitor(s) of plastids.
What happened after plastids arose?
If plastids did indeed arise only once, then a major ensuing issue is, what is the branching order among the three lineages of Primoplantae? Keeling (2004)
summarizes evidence that leads him to conclude that it "seems likely" that the glaucophytes are sister to green algae plus red algae (as shown in Fig. 1), whereas we view the issue as largely unsettled. The strongest support for this relationship among plastid genes has always come from plastid small subunit rDNA (e.g., Turner et al., 1999
). However, a recent analysis of plastid large subunit rDNA, either alone or, more importantly, in combination with small subunit rDNA, finds instead strong (99% bootstrap) support for green algae as sister to red algae plus glaucophytes (S. Turner, K. M. Pryer, and J. D. Palmer, unpublished data). Although most analyses of very large character sets (of ca. 40 plastid protein genes) find strong support for glaucophytes being "deepest" (e.g., Martin et al., 2002
), at least one is essentially unresolved on this issue (Turmel et al., 1999
). Critically, all such analyses are plagued by woefully inadequate taxon sampling (only a single glaucophyte, a single cyanobacterial outgroup, and just a few each of red and green algae), which, especially at this level of divergence, raises the specter of obtaining strong support for an incorrect topology (Soltis et al., 2004
). Although the only relevant nuclear multigene analysis appears to lack resolution on this issue (Moreira et al., 2000
), red and green algae do share a nuclear gene duplication/plastid targeting event to the exclusion of glaucophytes (Rogers and Keeling, 2003
).
Many more sequence data (especially from glaucophytes) are clearly needed to resolve this key issue, which greatly affects interpretation of various important aspects of plastid evolution, such as their history of gene loss (Martin et al., 2002
) and cell wall loss. For example, glaucophytes uniquely retain a bacterial-like, peptidoglycan cell wall around their plastids: Did green and red plastids lose their cell wall independently or in a common ancestor? Unfortunately, the apparent predilection of cyanobacteria (the only good outgroups for this inquiry) to engage in HGT (Zhaxbayeva et al., 2004
) compromises, perhaps severely or even irrevocably, our ability to answer this question.
How many secondary symbioses of red algae?
Perhaps the most important question relating to the symbiotic history of plastids concerns the number of red algal secondary symbioses. The diversity of eukaryotes with secondary red plastids is immense, and these are phylogenetically interspersed with groups that lack plastids (Fig. 1). This has led many observers to postulate multiple secondary symbioses involving a red algal endosymbiont. As reviewed by Keeling (2004)
, however, recent DNA evidence, both sequence-based and rearrangement-based, now provides reason to think that all secondary red algal plastids trace back to a common secondary symbiosis (Fig. 1, red arrow), in the common ancestor of a putative eukaryotic supergroupChromalveolatesfirst postulated by Cavalier-Smith (1998)
. If Chromalveolates are indeed monophyletic, arising by only a single red algae symbosis, then this means that the many diverse lineages within the group that apparently lack plastids (see Keeling, 2004
, for many such examples beyond the three shown in Fig. 1) must have once had them. In the case of ciliates and oomycetes (Fig. 1), initial analysis of complete nuclear genomes has failed to find any significant vestiges of putative plastid-derived genes (P. J. Keeling, University of British Columbia, personal communication). Either ciliates and oomycetes have been cleansed of their plastid heritage to an extent unthinkable for land plants (Martin et al., 2002
) or else the evidence for Chromalveolate monophyly and a single red algal secondary symbiosis is misleading. Clearly, much more phylogenetic and genomic evidence is needed.
Where does Mesostigma belong?
As reviewed by Lewis and McCourt (2004)
, a major puzzle in green algal phylogeny concerns the placement of Mesostigma, an unusual asymmetrical unicell. With good taxon sampling, a four-gene, three-genome data set strongly supports Mesostigma within charophytes, probably as sister to the rest of this clade (Karol et al., 2001
), whereas a two-gene plastid data set places it with equally strong support as sister to all green algae, prior to what is otherwise regarded as the fundamental split in green algal evolution (between charophytes and chlorophytes; Turmel et al., 2002a
; Fig. 1). With poor taxon sampling, a similar conflict arises for much larger character sets. Some analyses of combined matrices of ca. 40 plastid genes place Mesostigma within the charophytes (e.g., Martin et al., 2002
), whereas other such analyses and those of 19 mitochondrial genes place it as sister to all other green algae (Lemieux et al., 2000
; Turmel et al., 2002b
). As with many critical phylogenetic issues in plants and other organisms, robust resolution of the position of Mesostigma may require both large character sets and better taxon sampling. Resolving the placement of Mesostigma is important to understanding the early evolution of green algae, as well as evolutionary trends in organellar gene content (Lemieux et al., 2000
; Turmel et al., 2002b
) and photosynthetic pigments (Yoshii et al., 2003
).
Who's at the base of land plants?
A major controversy in land plant phylogeny concerns the base of the tree (Fig. 2). Traditionally, land plants have been divided into two groups, vascular plants and bryophytes. Although vascular plants are strongly supported as monophyletic based on both DNA evidence (e.g., Nickrent et al., 2000
) and morphology (Kenrick and Crane, 1997
), bryophytes are now generally thought to comprise a grade of three monophyletic lineages (mosses, liverworts, and hornworts) of uncertain relationship to each other and to vascular plants. Many studies (listed in Shaw and Renzaglia, 2004
) have addressed these relationships. In our view there is as yet no clear answer, and therefore we show the base of land plants as a tetrachotomy (Fig. 2). Most commonly, either liverworts or hornworts emerge as sister to all land plants, but we see little reason to favor one result over the other based on current data. Those who do, e.g., favoring liverworts-sister on the basis of "compelling evidence" (Friedman et al., 2004
) from so-called "rare genomic markers" (mitochondrial intron presence/absence; Qiu et al., 1998
; Dombrovska and Qiu, 2004
) are in our view privileging a select few (not so rarely changing) characters over thousands of other characters for which we have a long history of robust use. Such purportedly rare events can be subject to high levels of homoplasy when examined with intensive sampling (Adams et al., 2002
; McPherson et al., 2004
), and thus we do not really know how reliable any of these sorts of characters are.
Figure 2 shows a number of surprising placements and relationships that have emerged solely from and/or found strong support only from DNA sequences. Within ferns, these include the placement of horsetails within the ferns and the sister-group relationship of the enigmatic, vegetatively reduced Psilotales and the ophioglossoid ferns (Pryer et al., 2004
). Within angiosperms, we note the deep positions of the monotypic, New Calendonian-endemic, Amborellaceae, and of Nymphaeaceae and Austrobaileyales (Soltis and Soltis, 2004
). Also not shown are the many other surprising placements that have emerged within groups of land plants (and also nonland plants) not covered by the obviously scanty representation afforded by these two global, framework trees. In almost all these cases, however, the surprise has been one of delight ("Ah ha, we've finally found a place for that troublesome species X.") rather than one of dismay or disbelief ("There's no way species Y belongs in that group; something has got to be wrong with these DNA data."). Frequently, careful assessment of morphology reveals characters that agree with the "DNA surprise," although in many instances these characters may be cryptic (Judd and Olmstead, 2004
).
Are Gnetales really sister to Pinaceae?
The most radical, shocking, and controversial placement of any group of plants concerns Gnetales, a small, relatively obscure group of gymnosperms. Whereas a notable hypothesis from morphological cladistic studies had been that Gnetales were sister to angiosperms, many molecular studies instead found gymnosperms to be monophyletic and placed Gnetales within conifers, as sister to Pinaceae (e.g., Bowe et al., 2000
; Chaw et al., 2000
; reviewed in Burleigh and Mathews, 2004
). Although other molecular studies found support for monophyly of conifers and instead placed Gnetales either as sister to conifers or as sister to all other seed plants, the original analyses in the paper by Burleigh and Mathews (2004)
in this issue provide strong evidence for the "gnepines" hypothesis (Bowe et al., 2000
; Chaw et al., 2000
), i.e., that Gnetales and Pinaceae are sister taxa. Burleigh and Mathews (2004)
sampled moderately extensively within gymnosperms and examined more genes (13 total; five plastid, four nuclear, and four mitochondrial) and characters (almost 19 000 nucleotides) than in any other previous study on this issue. Contrary to previous claims (e.g., Rydin et al., 2002
) that earlier, three-genome analyses favoring the gnepines topology rested "almost exclusively" on mitochondrial genes and that there is a "severe conflict between the mitochondrial and other genomes [that] should not be suppressed or ignored," Burleigh and Mathews (2004)
found that all three genomic data partitions support the gnepines result. This was true in all maximum likelihood analyses and in those parsimony analyses in which the most rapidly evolving sites were excluded. Indeed, contra Rydin et al. (2002)
, the mitochondrial partition actually provided only slightly lower bootstrap support for gnepines in these analyses than did the nuclear or plastid partitions. Moreover, when all 13 genes were combined (and with the fastest sites excluded for parsimony), both parsimony and maximum likelihood gave 100% bootstrap support for gnepines.
Only in parsimony analyses that included all sites did Burleigh and Mathews (2004)
fail to recover the gnepines topology. Tellingly, however, these analyses (with all 13 genes) placed Gnetales in a radically different position, as sister to all other seed plants, prompting Burleigh and Mathews (2004)
to conclude that the "Gnetales-sister signal is restricted to sites [largely in plastid genes] in the fastest two of nine evolutionary rate categories" and reflects bias "in the most rapidly evolving sites to which parsimony is particularly sensitive." In short, the Gnetales-sister placement is a likely example of long-branch-attraction (between the long branches leading to Gnetales and to the outgroups), and the gnepines topology is likely to be correct. Nonetheless, we also caution that this issue should not be considered settled; even though receiving 100% bootstrap support in most 13-gene analyses, the gnepines topology is, as Burleigh and Mathews (2004)
point out, "very similar" to the gnetifer topology (Gnetales sister to a monophyletic conifers) "and potentially even a small amount of error or bias could influence [these] phylogenetic results."
We emphasize this particular case because it nicely illustrates a variety of issues in phylogenetics. It illustrates the potential to get artifactual results (e.g., the Gnetales-sister placement) under the following evolutionary conditions: (1) high levels of extinction (on, among others, the outgroup branch and the branches leading to Gnetales, angiosperms, and Ginkgo), (2) high rates of sequence evolution (in Gnetales), and (3) biased evolution at a subset of sites (rapidly evolving sites in plastid and nuclear genes). The first two of these factorsextensive extinction and rapid sequence evolutionare probably the greatest intrinsic problems in molecular phylogenetics, especially when operating in concert, as with the Gnetales placement. This case vividly illustrates how different partitions of a sequence data set can generate highly supported trees with radically different topologies and also points to an apparently useful methodological approach to deal with this intragenic conflict. It also illustrates the superior performance of maximum likelihood over parsimony under these challenging conditions (whereas parsimony generally performs well in situations where extinction has not eliminated the potential for extensive taxon sampling to break up the long branches that are particularly problematic for it). Finally, it shows the potential for morphology to be difficult to interpret and even unhelpful in phylogenetic inference. At the same time, it is important to note that the gnepines topology conflicts with relatively few morphological characters, especially ones that provide a clear pattern (Burleigh and Mathews, 2004
; Soltis et al., in press
). This points to the dangerously seductive influence that "charismatic singular characters," be they morphological (Scotland et al., 2003
) or "rare genomic structural" (McPherson et al., 2004
), can exert compared to the numerically overwhelming but unlovable mass of nucleotide sequence characters that are the foundation of virtually all well-supported phylogenetic trees.
| PROSPECTS |
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The next 20 years will undoubtedly see an ever more rapid accumulation of DNA sequence data and the generation of comprehensive, robustly resolved, and increasingly well-dated phylogenetic trees. Phylogenetics is now hitched to a powerful enginethe economic, largely biomedical engine that has been driving the development of faster and cheaper technologies for sequencing DNA and for high-throughput robotic handling of DNA in general. Even at the current rate of data accumulation, nearly all of the remaining problems in plants are tractable, and it is likely that there will continue to be improvements that will increase output and hasten progress. The next 20 years may even see radical breakthroughs in sequencing and other DNA technologies, breakthroughs that could allow the virtually limitless collection of gene and even whole genome data from most plants (especially from the small but gene-rich genome of plastids). If so, then we will certainly look back on this era as a small waystation on the path toward reconstructing the complex and fascinating evolutionary history of the botanical world.
The prospects for achieving a robustly resolved and well-dated tree of plant life are exhilarating. To rephrase Dobzhansky (1973)
, "Nothing in biology makes sense except in light of phylogeny." Only with an accurate tree in hand can we properly make sense of the profound richness and diversity of the botanical world. Only then can we fully appreciate evolution at all levels of organization, from the ecological and morphological to the biochemical and genomic. Specific applications of phylogenetic studies, of "tree thinking," are too numerous to list here, ranging from the applied (Yates et al., 2004
) to fundamental studies of evolutionary and ecological processes (36 such applications are listed in Table 3.1 of Futuyma, 2004
). Hillis (2004)
aptly argues that "as the Tree of Life becomes more complete, its applications are also expanding exponentially. A complete Tree of Life would allow analyses that we would never contemplate today." He also contends that before long the phylogenetic revolution will have permeated the way we study all areas of biology. The study of the plant tree of life has, through the collaborative spirit of the field and its remarkable progress, set the standard for tree of life efforts, and we look forward to accelerating rates of progress in the years to come.
| FOOTNOTES |
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a Stefanovi
for comments on this manuscript, Walt Judd and Patrick Keeling for communicating unpublished data, and the US National Institutes of Health (JDP), US National Science Foundation (DES and MWC), and the Royal Botanic Gardens, Kew (MWC), for funding to study plant phylogeny and genome evolution. | LITERATURE CITED |
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